Abstract
Objective To evaluate the relevance and clinical utility of the Patient-Reported Outcomes Measurement Information System (PROMIS) surveys in patients with systemic lupus erythematosus (SLE).
Methods Adults with SLE receiving routine outpatient care at a tertiary care academic medical center participated in a qualitative study. Patients completed PROMIS computerized adaptive tests (CATs) in 12 selected domains and rated the relevance of each domain to their experience with SLE. Focus groups and interviews were conducted to elucidate the relevance of the PROMIS surveys, identify additional domains of importance, and explore the utility of the surveys in clinical care. Focus group and interview transcripts were coded, and a thematic analysis was performed using an iterative inductive process.
Results Twenty-eight women and 4 men participated in 4 focus groups and 4 interviews, respectively. Participants endorsed the relevance and comprehensiveness of the selected PROMIS domains in capturing the effect of SLE on their lives. They ranked fatigue, pain interference, sleep disturbance, physical function, and applied cognition abilities as the most salient health-related quality of life (HRQOL) domains. They suggested that the disease-agnostic PROMIS questions holistically captured their lived experience of SLE and its common comorbidities. Participants were enthusiastic about using PROMIS surveys in clinical care and described potential benefits in enabling disease monitoring and management, facilitating communication, and empowering patients.
Conclusion PROMIS includes the HRQOL domains that are of most importance to individuals with SLE. Patients suggest that these universal tools can holistically capture the impact of SLE and enhance routine clinical care.
- health-related quality of life
- patient-reported outcomes
- qualitative research
- systemic lupus erythematosus
Systemic lupus erythematosus (SLE) is a multisystem, chronic autoimmune disease that can result in significant morbidity, including adverse health-related quality of life (HRQOL). Patients with SLE have significantly worse physical function, increased work impairment due to pain and fatigue, and poorer perceived mental health compared to those without SLE.1 In clinical encounters, individuals with SLE prioritize the discussion of functional status and HRQOL, but physicians often focus on physical findings and laboratory results as more direct and easily measurable markers of disease.2,3 Assessing patient-reported outcomes, including functional status and HRQOL, is essential to providing comprehensive, patient-centered care.
Patient-reported outcome measures (PROMs) can facilitate the evaluation of HRQOL and other patient-reported outcomes through standardized surveys.4 PROMs include universal measures, which are designed for use across diseases, and disease-specific instruments, which measure domains relevant to specific conditions.5-7 Numerous universal and disease-specific PROMs are available to measure HRQOL in individuals with SLE, including the 36-item Short Form Health Survey (SF-36), Lupus Quality of Life (LupusQoL) and Patient-Reported Outcomes Measurement Information System (PROMIS).5,6 PROMIS was created by the National Institutes of Health as a universal metric designed to precisely measure physical, mental, and social health in clinically diverse populations across the lifespan.8-10 In contrast to older PROMs, PROMIS was developed using item response theory, enabling precise measurement of constructs on a continuum and allowing for the use of computerized adaptive testing (CAT), in which questions are dynamically administered based on preceding responses to reduce respondent burden and increase precision.8,9,11,12 PROMIS surveys are scored with t-scores that are normalized to the general population in the United States, allowing ease of interpretation and comparison among distinct clinical populations.9
Whereas PROMIS offers potential benefits in its precision, efficiency, and universality, the relevance of its generic domains in specific disease entities, including SLE, is not well established. PROMIS item banks were developed with the input of a representative sample of the US population, but patients with SLE were not explicitly included in this process.10,13 Recent studies have investigated the psychometric validity of PROMIS instruments, including short forms and CATs, in individuals with SLE, demonstrating construct validity when compared to legacy instruments and strong test-retest reliability.14-18 However, the relevance of PROMIS item banks to individuals living with SLE in the US has not been directly evaluated. Given the growing use of PROMIS surveys in a variety of clinical and research settings,19-25 understanding whether these surveys measure constructs that are meaningful to patients with SLE is important. This qualitative study aimed to explore the relevance and potential clinical utility of PROMIS surveys in individuals with SLE.
METHODS
Study design and population. We recruited patients previously enrolled in a longitudinal validation study of PROMIS surveys to participate in either focus groups or semistructured interviews.14 Patients were English-speaking adults who met 1997 American College of Rheumatology SLE classification criteria and received care at an outpatient rheumatology clinic at a tertiary care academic medical center.26 Patients were purposively sampled based on demographic and disease variables to ensure a broad range of participants in both the focus groups and interviews. The study was reviewed and approved by the Hospital for Special Surgery Institutional Review Board (no. 14125).
Survey measures. As part of the longitudinal study, patients completed PROMIS CATs, the SF-36, and the LupusQoL-US at 2 separate timepoints.14,27,28 After providing written informed consent to participate in this qualitative study, patients completed PROMIS CATs a third time, 1 week prior to focus groups and interviews. PROMIS CATs were chosen in 12 domains based on prior studies exploring the HRQOL domains most salient to patients with SLE.29-31 Domains included the following: physical function (v1.2), pain interference (v1.1), pain behavior (v1.0), fatigue (v1.0), social participation (v2.0), satisfaction with social roles (v2.0), applied cognition abilities (v1.0), sleep-related impairment (v1.0), sleep disturbance (v1.0), anger (v1.1), anxiety (v1.0), and depression (v1.0).32 PROMIS CATs consist of multiple choice items querying symptoms in the 7 days prior to the survey, with the exception of the physical and social health domains, which do not specify a recall time frame. Respondents completed PROMIS CATs and rated the relevance of each domain to their experience with SLE using a 5-point Likert scale (completely, mostly, moderately, a little, or not at all relevant). They also reported whether their survey responses would have changed if questions had been specifically worded to reference their SLE. Participants were given a copy of their individual score reports and a brief explanation of score interpretation at the start of focus groups and interviews. All surveys, including PROMIS CATs, were administered using REDCap (Research Electronic Data Capture).33
Focus groups and interviews. It was decided a priori to conduct single-gender focus groups to encourage free discussion of ideas in areas which may be sensitive or gender-specific. Women participated in 90-minute in-person focus groups. Due to small numbers and scheduling logistics, men participated in 1-on-1 semistructured interviews. Interviews were conducted in person or by telephone and averaged 35 minutes in duration. Four investigators (AB, RH, JK, JRS) with training in group facilitation and qualitative methods conducted the focus groups and interviews. Group sessions and interviews were guided by a written script which explored the following: (1) the relevance of PROMIS questionnaires to the experience of individuals with SLE; (2) HRQOL domains of importance to those with SLE, including those that were not included in the PROMIS surveys; and (3) the potential clinical utility of PROMIS surveys to patients. Following each focus group, moderators engaged in a debriefing session to identify emergent themes and to consider modifications to the focus group guide prior to the next focus group. Focus groups and interviews were conducted until thematic saturation was achieved, and sessions were audio recorded, professionally transcribed, and deidentified for analysis.
Data analysis. Two investigators (SK and ELA) independently reviewed transcripts to develop the preliminary codebook. They then met to compare findings and develop a unified coding scheme that was applied to the transcripts. Themes and subthemes were identified using an iterative inductive approach to evaluate the relevance of PROMIS surveys to patients’ experience of SLE and explore the possible utility of these surveys to patients.34 Code and themes were reviewed with a third investigator (AML) with expertise in qualitative analysis. Transcripts were uploaded into Dedoose cloud-based qualitative software for coding, comparison, and thematic analysis.
RESULTS
Four focus groups with 28 female patients and 1-on-1 interviews with 4 male patients were conducted between January and March of 2017. Participants exhibited diverse characteristics in regard to race and ethnicity, insurance type, educational attainment, and disease duration (Table 1). Participants’ PROMIS CAT scores averaged a half SD worse than the general population mean of 50 across domains (Table 1).
Characteristics of participants.
Relevance of PROMIS. Participants rated the selected PROMIS domains as highly relevant to their experience of SLE in surveys prior to focus groups and interviews (Figure 1). During focus group discussions, several noted that the surveys were “comprehensive” and “covered everything.” One participant explained that the domains encapsulated a lot of what patients go through and “would help gauge what a person who’s dealing with lupus has to deal with.” Several participants commented on the relevance of the social and emotional domains in particular: “some of us live 100% normal lives with the pain—it’s that other stuff—the mental stuff that kind of makes it tough. So, I think it’s important to make sure questions address that.”
Ratings of the relevance of PROMIS domains by patients with SLE. PROMIS: Patient-Reported Outcomes Measurement Information System; SLE: systemic lupus erythematosus.
When asked to rate their top 5 HRQOL domains during focus groups and interviews, participants rated fatigue, pain interference, sleep disturbance, physical function, and applied cognition abilities as most important, with fatigue most frequently listed (Figure 2). Among the 4 male participants, 3 (75%) listed anxiety in their top 5 and commented on the importance of the surveys querying mental health: “lupus patients most normally see a rheumatologist and then various different specialties depending on their organ involvement, but sometimes things like anger, anxiety, and depression aren’t talked about as often or as deeply. I think the questionnaire having these specific categories can at least help bring to the doctor’s attention that a patient might be feeling depressed or is dealing with a lot of anxiety.”
Top 5 health-related quality of life domains of participants (N = 32). PROMIS: Patient-Reported Outcomes Measurement Information System.
When queried, patients identified several significant areas of HRQOL that were not addressed by the selected PROMIS CATs. These included issues related to body image, medication side effects, intimate relationships, and pregnancy. These domains were listed in the top 5 most important areas of HRQOL by 3 (9%) participants or fewer (Figure 2).
Although participants endorsed the overall relevance of PROMIS domains, many recommended an option to allow respondents to customize the surveys to include the domains of most importance. Some also suggested that the individual questions did not always capture the nuance and heterogeneity of the experience of patients with SLE. For example, many suggested that the pain domains—pain interference and pain behavior—would benefit from a “not applicable” option and the inclusion of questions related to the fluctuation of symptoms with the weather and seasons. Some participants found the 7-day recall of PROMIS questions was not adequate to capture the breadth of symptoms experienced, particularly as it was too short a time frame to accurately attribute symptoms to SLE or other factors. Several patients recommended the addition of a free text box to enable respondents to prioritize and contextualize their symptoms. They suggested that current treatment, flare status, comorbidities, and external stressors were important to comment on to explain their multiple choice responses.
A recurring theme in the focus groups was the challenge patients faced in determining the etiology of their symptoms. They expressed difficulty attributing their symptoms to SLE or other factors, particularly with regard to pain, anxiety, and depression: “Is it in the moment that you’re feeling that way? Or, is it the illness that [makes] you feel that way? Is it something that [you’re] upset about or you had—or something that happened during the day?” Participants suggested that personality, comorbid conditions including pregnancy, and external factors like stress, sleep, and caretaking responsibilities could cloud the picture: “It’s a symptom fog. What exactly am I going through? What’s wrong? Is it this? Is it that? Am I having my period? Am I going through menopause? Am I tired from my kids? Am I tired from work?” Considering the ambiguity in the origin of their symptoms, 18 (56%) participants reported that they answered the PROMIS surveys considering both SLE and their general health, and 22 (69%) reported that their responses would not have changed if the survey had explicitly referenced their SLE.
Clinical utility of PROMIS. Participants overall strongly endorsed using PROMIS surveys in their medical care, describing them as “straightforward,” “easy,” and “self-explanatory.” One patient with significant arthritis of the hands noted, “[PROMIS CATs] were easier than other surveys because we just had to press for our answers versus writing.” Twenty-two (69%) participants reported they wished to use PROMIS in their routine medical care when polled during focus groups and interviews. They cited several potential benefits of the surveys that centered on 3 major themes: disease monitoring and management, communication, and patient empowerment (Table 2).
Clinical utility of PROMIS surveys.
Disease monitoring and management. Participants explained that they would like to use PROMIS scores to track their symptoms and monitor disease progression over the long term. They suggested that tracking symptoms would be beneficial for both patients and providers, so “that you both can work on how to get you back to a good level.” They also noted that normative results that compared their scores to others with SLE or the general population could be useful to contextualize their illness. Participants outlined how PROMIS scores could contribute to the physician’s clinical impression by incorporating the patient’s perspective and offering an objective metric to evaluate their illness in addition to the traditional physical exam and laboratory data. They suggested these data could help guide therapeutic decisions, including medication management and referrals. Additionally, some participants mentioned that PROMIS results could help them self-monitor their symptoms and determine areas for improvement.
Communication. Patients suggested that PROMIS surveys could promote communication in multiple ways. Responding to PROMIS questions helped some participants convey aspects of their HRQOL that were difficult to articulate and served as a reminder of symptoms they often forgot when they arrived at the doctor’s office. They noted that the surveys relayed each individual’s personal experience with SLE and that reviewing PROMIS results during visits could guide conversations toward patient concerns and priorities, including “nonphysical things” such as emotional health. Some stated that they would like to complete surveys in between visits and be contacted if their results were of concern, suggesting that the surveys could serve as tools for asynchronous communication with their providers and promote continuity of care. Participants also felt that PROMIS results, if accessible to specialists across a health system, could help streamline multidisciplinary care and reduce redundancy. Last, some proposed that PROMIS results could be used to educate family members and friends about their disease. Citing the concrete nature of the numeric scores, patients felt the surveys could legitimize their symptoms to those unfamiliar with SLE.
Patient empowerment. Patients suggested PROMIS surveys could be empowering because they encouraged self-reflection and promoted self-awareness and validation of illness. The questions prompted participants to sincerely reflect on their health, and at times compelled them to confront denial about their symptoms. For many participants, the surveys brought clarity by naming symptoms “put to the back of the mind” and validation through the realization that they were not alone in their experience.
Although many participants found inherent value in completing the surveys, several emphasized the necessity of physicians reviewing results. One woman observed, “if they’re not going to dig in my lifestyle and how I deal with my lupus, then why bother?” while another noted, “if the doctor is actually going to take the time to actually look at what you filled out, then yeah…[if] you’re not even paying attention to the survey, then what was my point of filling it out?” A few patients did not feel the surveys would be of added value even if reviewed by their doctors. As 1 participant stated, “I have a very good relationship with my doctor. So, I don’t need the survey.” Another elaborated, “I guess it depends on what kind of relationship you have with the doctor …[mine] goes out of his way. He’ll call me. He’ll ask me those questions.”
DISCUSSION
In this study, we found that core PROMIS domains were relevant to a diverse group of individuals with SLE. Patients reported that the selected PROMIS surveys reflected their lived experience with SLE and queried their most important HRQOL concerns. Our findings provide evidence of the pertinence of PROMIS domains in SLE and complement the growing psychometric data supporting the use of these instruments in individuals with SLE.
Our data suggest that although PROMIS was developed without the explicit input of individuals with SLE, the surveys strongly resonate with this population and capture the essential physical, social, and emotional aspects of their condition. The HRQOL domains prioritized by patients in our study—fatigue, pain, sleep, physical function, cognitive abilities, social participation, and mood (anxiety/depression)—are directly addressed by the core PROMIS surveys selected for this study. Participants noted additional areas of importance, including body image, intimate relationships, and family planning/pregnancy concerns, that are not addressed by existing PROMIS item banks. These findings are consistent with prior studies that have identified these concepts as relevant and prompted the creation of corresponding domains in SLE-specific instruments.29-31,35 Although patients in our study did not consistently rank these additional domains as “most important,” development of dedicated PROMIS item banks exploring these areas may be warranted to comprehensively assess the patient experience of SLE.31 In the interim, the use of relevant domains from SLE-specific instruments in conjunction with PROMIS item banks may enable the capture of these important constructs in research and clinical settings.
In addition to confirming the relevance of specific HRQOL domains in patients with SLE, our study offers several insights on how PROMIS surveys can be optimized for use in this population. Patients highlighted the heterogeneity of SLE symptoms between individuals and within a single individual over time, noting that some people have SLE limited to a single organ system such as the kidneys, whereas others have more varied cutaneous and musculoskeletal manifestations. Suggestions to enable individual selection of domains and inclusion of free text boxes may allow patients to customize surveys to reflect their experience. Patient recommendations to include a “not applicable” answer choice for pain domains and to add questions related to the seasonality of symptoms may also better accommodate the diverse and variable manifestations of SLE. The 7-day recall time frame of PROMIS surveys, which several participants felt was too brief to accurately assess and attribute SLE-related symptoms, may require adjustment to account for the often-insidious onset of SLE symptoms. The interval between clinical visits and the frequency of survey completion are other factors to consider in determining the ideal item recall time frame.36
Although there have been concerns about how well universal measures like PROMIS can capture disease-specific issues,5,6 patients in our study suggested that PROMIS may offer unique benefits as a disease-agnostic tool. They emphasized uncertainty in attributing symptoms to a particular cause due to the waxing and waning nature of SLE and numerous associated comorbidities. A majority reported that they answered survey questions considering both SLE and their general health and noted that PROMIS, as a universal instrument, could accommodate this lack of clarity by holistically assessing their condition. They also posited that the generic surveys could facilitate communication across clinical contexts and specialties and reduce redundancy in healthcare visits by relaying their experience using a common language and normalized scoring metric. PROMIS metrics, which are increasingly being used by health systems for a variety of purposes,19-25 may thus be well suited for use in diverse clinical settings, whereas disease-specific measures may be particularly valuable in SLE clinical trials.
We found that a majority of patients with SLE welcomed PROMIS surveys as tools to facilitate their clinical care and emphasized the importance of physicians reviewing their results. This finding is noteworthy in the context of a recent study that demonstrated that over 50% of treating physicians do not systematically evaluate the HRQOL of patients with SLE in routine clinical care.37 Nearly 70% of participants wished to complete the surveys routinely, citing potential utility in promoting disease monitoring and management, communication, and patient empowerment through self-reflection and validation of experience. These benefits have been demonstrated in prospective studies of the clinical implementation of PROMs in SLE and other patient populations.38-41 Participants who preferred not to use the questionnaires cited time constraints and the diminishing value of the surveys in the setting of strong provider relationships, suggesting that there may be particular contexts or populations in which these tools are most valuable. Notably, all 4 male participants wished to use the surveys and specifically highlighted their value in querying social and emotional health. They independently observed that emotional health is often not prioritized in medical visits, suggesting an unmet need in men with SLE that may warrant further characterization in larger studies.
Our study has multiple strengths, including the racially and socioeconomically diverse patient population and the rigorous qualitative methods employed. The generalizability of our findings may be limited, however, as our population was restricted to English-speaking patients from a single academic medical center in the US. Further studies are needed to evaluate the relevance of PROMIS surveys, which are available in multiple languages,42 in non-English–speaking populations with SLE. In addition, our study reports the perspectives of research participants, a group that may differ from nonparticipants and the broader population of individuals with SLE. The use of different procedures for discussion and data gathering for women and men (focus groups and interviews, respectively) may also have affected the themes generated. Finally, although we examined numerous PROMIS domains, we did not evaluate individual survey questions, as participants completed CATs, which deliver variable items based on the computerized adaptive design. Review of individual questions and answer choices and their relevance to constructs of interest is an important next step in evaluating PROMIS instruments in individuals with SLE.
In conclusion, this study provides qualitative evidence that PROMIS domains capture central aspects of HRQOL in individuals with SLE and appeal to patients as tools to enhance their health and health care. Our findings offer insight on the optimization of these instruments to better meet the needs of patients with SLE and suggest that the holistic evaluation of quality of life through PROMIS surveys is patient-centered in its embrace of the uncertainty that characterizes this complex chronic illness.
ACKNOWLEDGMENT
The authors thank the patients who participated in this study and Madeline J. Epsten for assistance with data collection.
Footnotes
This work was funded in part by the Rheumatology Research Foundation Scientist Development Award, the Hospital for Special Surgery Lupus and APS Center of Excellence Research Award, the National Institutes of Health (NIH) National Institute of Arthritis, Musculoskeletal and Skin Diseases (grant K23AR078177), and the National Center for Advancing Translational Sciences (grant UL1TR002384). The content is solely the responsibility of the authors and does not necessarily represent the official views of the NIH.
The authors declare no conflicts of interest relevant to this article.
- Accepted for publication June 1, 2023.
- Copyright © 2024 by the Journal of Rheumatology